Corporate Overview

Company Name SMBC Nikko Securities Inc.
Head office 3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan
Phone Number +81-3-5644-3111(Head office)
Date of Incorporation June 15, 2009
Commencement of Operations October 1, 2009
Financial Instrument Dealer Registration Number Director of Kanto Local Finance Bureau (Financial instruments firms) No.2251
Types of Financial Instruments Business:Type I Financial Instruments Business, Type II Financial Instruments Business, Investment Advisory and Agency Business, Investment Management Business
Membership in Associations Japan Securities Dealers Association
Japan Investment Advisers Association
The Financial Futures Association of Japan
Type II Financial Instruments Firms Association
Japan Security Token Offering Association
Capital 135 billion yen (as of December 31, 2024)
Shareholder Sumitomo Mitsui Financial Group 100%
Net Assets 1,181,183million yen (as of December 31, 2024)
Number of Employees 9,060 (as of December 31, 2024)
Domestic Branches 105 branches
Overseas Offices
Group Companies
Representative President & CEO Shuji Yoshioka
Organization

(as of March 3, 2025)